European Commission must uphold corporate transparency in the 6th Anti-Money Laundering Directive
Open letter to Mairead McGuinness, European Commissioner for Financial Services, Financial Stability and Capital Markets Union
Dear Commissioner McGuinness,
We, representatives of civil society, media and academia from across the EU and beyond, are writing to you on the eve of interinstitutional negotiations on the EU’s anti-money laundering legislative package with an urgent appeal. We call on you to explicitly support strong provisions for meaningful stakeholder access to beneficial ownership registers that were recently proposed by the European Parliament. How the co-legislators proceed on this crucial issue will determine whether or not the bloc slides back into the corporate secrecy era following last year’s adverse ruling by the EU’s highest court. With your track record of path-breaking reforms to combat financial crime, we look now to the European Commission to help ensure that the 6th Anti-Money Laundering Directive fully mitigates this risk and enables civil society actors to fulfil their watchdog role as recognised by the court.
In recent years, anonymous companies have become synonymous with money laundering, but they are also conduits of corruption, tax abuse and environmental crime. Thanks to the decades of secrecy that such opaque entities have provided, unscrupulous individuals from across the world were able to find safe haven in the EU – circumventing sanctions, evading accountability and committing further crimes with impunity.
With such widespread infractions, EU authorities alone cannot uncover all the abuses and keep up with criminals’ evolving methods. Many schemes and remaining loopholes would go undetected if not for the dedicated work of investigative journalists, activists and academics around the world.
The EU acknowledged this back in 2015 and then again in 2018 with its anti-money laundering directive, which established and then widened stakeholder access to information on companies’ real owners. The impact of these measures was just becoming visible when last November the EU Court of Justice (CJEU) delivered a surprise ruling invalidating public access provisions and reinstating the previous directive where access to beneficial ownership data was based on legitimate interest.
The legitimate interest regime under the 4th Anti-Money Laundering Directive had many flaws – which led the EU to repeal it and mandate public access in the first place. Most glaringly, member states applied different criteria when dealing with requests for such information. There were cases in which one member state would grant an applicant access, while another would reject the very same request, or data would be given to civil society organisations but not investigative journalists. Such wide discretion is prone to abuse, prejudice and regulatory arbitrage and must be safeguarded against in the 6th Anti-Money Laundering Directive.
The CJEU itself recognised that journalists and civil society organisations involved in the prevention of money laundering and its predicate offences have legitimate interest in accessing the information. This means that EU co-legislators need to now spell out the modalities to ensure that such stakeholders have, in practice, access to beneficial ownership information without having to demonstrate their legitimate interest on a case-by-case basis.
As the EU likely transitions back to requiring user registration, it is also critical to protect against risks of tipping off suspect companies as well as retaliation against journalists and activists. The existing provision that allows member states to make information relating to the author of a request, along with its legal basis, available to the company in question becomes even more problematic under a legitimate interest access regime. EU co-legislators should ensure that no data on those accessing beneficial ownership information are shared with the companies or their beneficial owners under any circumstances.
We note that the co-legislators have already agreed their positions on the pending legislation. In particular, the European Parliament has made a full suite of progressive amendments to ensure that civil society, media, academia and foreign competent authorities do not encounter barriers when seeking ownership information for anonymous companies created across the EU, regardless of where they are based. And they did so while fully respecting the CJEU ruling. Now, we look to you to match the Parliament’s ambition and unequivocally support the right of investigative journalists, activists and academics – around the world – to access the information freely and without undue restrictions.
The EU has an important responsibility to ensure that we and our allies can meaningfully contribute to efforts safeguarding EU’s financial integrity and counter the abuses committed worldwide with the help of EU companies. We urge the Commission to do its part.
Individuals
- David Szakonyi, George Washington University
- Frederik Obermaier, Paper Trail Media
- Gabriel Zucman, Paris School of Economics and University of California at Berkeley
- Jon Allen, Canadian diplomat (retired)
- Judith Henke, Handelsblatt
- Kilian Wegner, European University Viadrina
- Matthew C. Stephenson, Harvard Law School
- Michael Johnston, Colgate University and the International Anti-Corruption Academy
- Mihály Fazekas, Central European University
- Mohamad El-Ghazi, University of Trier
- Nicola Naber, Der Spiegel
- Paul Heywood, University of Nottingham
- Rafael Buschmann, Der Spiegel
- Thomas Piketty, Paris School of Economics and the School for Advanced Studies in the Social Sciences
- Till Zimmermann, Heinrich Heine University Düsseldorf
Global and regional organisations
- Access Info Europe
- Accountability Lab
- Africa Network for Environment and Economic Justice
- Anti-Corruption Data Collective
- ARTICLE 19
- BEPS Monitoring Group
- C4ADS
- Centre for Law and Democracy
- Civil Forum for Asset Recovery (CiFAR)
- Civil Liberties Union for Europe
- Defend Democracy
- Eurodad – European Network on Debt and Development
- European Federation of Journalists
- FACT Coalition
- Fair Tax Foundation
- Freedom for Eurasia
- Fundación Vortex
- Global Financial Integrity
- Global Forum for Media Development
- IMPACT
- Integrity Initiatives International
- Municipal Scanner
- Natural Resource Governance Institute
- Never Again Coalition
- OpenCorporates
- Open Contracting Partnership
- Open Ownership
- Organized Crime and Corruption Reporting Project
- Oxfam
- Plateforme de Protection des Lanceurs d'Alerte en Afrique (PPLAAF)
- Publish What You Pay
- Resource Matters
- South East Europe Media Organisation (SEEMO)
- Tax Justice Network
- The Baltic Centre for Investigative Journalism Re:Baltica
- The ONE Campaign
- The Sentry
- Transparency and Accountability Initiative
- Transparency International
- Transparency International EU
- UNCAC Coalition
National organisations
- 11.11.11 (Belgium)
- ABColombia
- Acción Ciudadana (Guatemala)
- Albanian Institute for Political Studies
- AlQatiba (Tunisia)
- Anticorruption Endowment (Czech Republic)
- Anti-Corruption Research Centre, Dublin City University
- Association des Journalistes pour la Transparence (France)
- Association luxembourgeoise des journalistes professionnels
- Attac Austria
- Austrian Rule of Law & Anti-Corruption Public Referendum
- AWTAD Anti-Corruption Organization (Yemen)
- Bureau for Investigative Reporting and Data (Bulgaria)
- Bürgerbewegung Finanzwende (Germany)
- CCFD-Terre Solidaire (France)
- Center for the Study of Democracy and Governance (Albania)
- Centre for Peace Studies (Croatia)
- Centre for Public Data (UK)
- Centre for Public Policy PROVIDUS (Latvia)
- Centre for the Study of Corruption, University of Sussex
- Christian Fellowship and Care Foundation (Nigeria)
- Civil Society Legislative Advocacy Centre (Nigeria)
- CNCD-11.11.11 (Belgium)
- Coalizione Italiana Libertà e i Diritti civili
- Collège européen des Investigations financières (France)
- Community Initiative for Social Empowerment (Malawi)
- Construisons Ensemble le Monde (DRC)
- Context Investigative Reporting Project (Romania)
- CurbingCorruption (UK)
- Delfi Estonia
- Die Dunkelkammer (Austria)
- Disruption Network Lab (Germany)
- EcoAlbania
- Falter (Austria)
- Finnwatch (Finland)
- Freedom of Information Center of Armenia
- Fundación Ciudadanía y Desarrollo (Ecuador)
- Fundación Multitudes (Chile)
- Fundación Nacional para el Desarrollo (El Salvador)
- Fundación para el Desarrollo de la Libertad Ciudadana (Panama)
- Fundación para el Desarrollo de Políticas Sustentables (Argentina)
- Funky Citizens (Romania)
- Gender Alliance for Development Center (Albania)
- Gong (Croatia)
- Gotham City (Switzerland)
- Hetq (Armenia)
- Human Rights Monitoring Institute (Lithuania)
- Infrastructure Transparency Initiative Ethiopia
- Institute for Democracy and Mediation (Albania)
- Investigative Reporting Lab (North Macedonia)
- Iraqi Journalists Rights Defense Association
- Journalistic Data Processing Centre (Georgia)
- K-Monitor (Hungary)
- Kosova Democratic Institute
- La Asociación para una Sociedad más Justa (Honduras)
- Libera (Italy)
- Ligue Congolaise De Lutte Contre La Corruption (DRC)
- Mafianeindanke (Germany)
- Media and Law Studies Association (Turkey)
- Movimento de Combate à Corrupção Eleitoral (Brazil)
- Myanmar Centre for Responsible Business
- National Whistleblower Center (US)
- Network for Affirmation of NGO Sector – MANS (Montenegro)
- Netzwerk Recherche (Germany)
- Netzwerk Steuergerechtigkeit (Germany)
- New Apostolic Centre for Development (Nigeria)
- Norwegian Press Association
- Observatoire citoyen pour la transparence financière internationale (France)
- Open Data Association (Ukraine)
- Open State Foundation (Netherlands)
- Oštro (Croatia)
- Oštro (Slovenia)
- Participación Ciudadana (Dominican Republic)
- Partners Albania for Change and Development
- PEPWatch (Czech Republic)
- Poder Ciudadano (Argentina)
- Proética (Peru)
- Profil (Austria)
- Project On Government Oversight (US)
- Public Eye (Switzerland)
- Publish What You Pay Madagascar
- Siena (Lithuania)
- Skatteforsk – Centre for Tax Research (Norway)
- Society for Democratic Culture (Albania)
- Solidaires Finances Publiques (France)
- Splann! (France)
- Spotlight on Corruption (UK)
- Stichting Mission Lanka (Netherlands)
- Sustentia (Spain)
- Tax Justice Netherlands
- Tax Justice Network Australia
- Tax Justice Norway
- Terra-1530 (Moldova)
- The Daphne Caruana Galizia Foundation (Malta)
- The Norwegian Union of Journalists
- Transparencia Venezuela
- Transparency International Armenia
- Transparency International Bosnia and Herzegovina
- Transparency International Brazil
- Transparency International Cambodia
- Transparency International Canada
- Transparency International Chile
- Transparency International Colombia
- Transparency International Czech Republic
- Transparency International Denmark
- Transparency International Estonia
- Transparency International France
- Transparency International Georgia
- Transparency International Germany
- Transparency International Ghana
- Transparency International Guyana
- Transparency International Hungary
- Transparency International Indonesia
- Transparency International Ireland
- Transparency International Italy
- Transparency International Latvia
- Transparency International Lebanon
- Transparency International Lithuania
- Transparency International Macedonia
- Transparency International Madagascar
- Transparency International Malaysia
- Transparency International Netherlands
- Transparency International New Zealand
- Transparency International Portugal
- Transparency International Romania
- Transparency International Russia
- Transparency International Serbia
- Transparency International Slovenia
- Transparency International Spain
- Transparency International Switzerland
- Transparency International Taiwan
- Transparency International Turkey
- Transparency International UK
- Transparency International US
- Transparency International Zimbabwe
- U Ethical (Australia)
- Uniting Church in Australia, Synod of Victoria and Tasmania
- Università Cattolica del Sacro Cuore – Transcrime (Italy)
- Veille Citoyenne Togo
- Vienna Institute for International Dialogue and Cooperation
- Young Professionals Network (Albania)
- Zimbabwe Women Against Corruption Trust